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Tata Power Company Ltd.

(BSE: 500400 | NSE: TATAPOWEREQ | ISIN: INE245A01021)

Market Cap ( Rs. Cr.) : 19601.58

82.15

-0.45 (-0.54%)

Open : 80.95

Volume : 10.83

High : 82.50

Low : 79.25

52Wk High : 113.20

52Wk Low : 77.25

Notes to Accounts

You can view the entire text of Notes to accounts of the company for the latest year.

1. (a) During the year ended 31st March, 2012, in line with the Notification dated 29th December, 2011 issued by the Ministry of Corporate Affairs, the Company has selected the option given in paragraph 46A of the Accounting Standard11 (AS-11) - "The Effects of Changes in Foreign Exchange Rates". Accordingly, the Company has, with effect from 1st April, 2011, depreciated the foreign exchange (gain)/loss arising on revaluation on long term foreign currency monetary items in so far as they relate to the acquisition of depreciable capital assets over the balance life of such assets and in other cases amortized the foreign exchange (gain)/loss over the balanced period of such long term foreign currency monetary items. The depreciated/amortized portion of net foreign exchange (gain)/loss on such long term foreign currency monetary items for the year ended 31 st March, 2012 is Rs. 39.01 crore. The unamortized portion carried forward as at 31st March, 2012 is Rs. 213.56 crore. Had the Company, followed the earlier policy of charging the entire amount to the Statement of Profit and Loss, the profit before tax for the year would have been lower by Rs. 213.56 crore.

(b) During the year, the Company has changed its accounting policy pertaining to accounting for expenditure incurred on purchase/implementation of application software which hitherto was being charged off in the year of accrual and is now being capitalized and mortised over the useful economic life or 5 years whichever is lower. This results in a more appropriate presentation. As a result of this change, the depreciation and amortization for the year is lower by Rs. 10.07 crore and the profit for the year is higher by Rs. 10.07 crore.

(c) During the previous year, the Company had changed its accounting policy pertaining to amounts received from consumers towards capital/service line contributions. These contributions which were earlier recognized as liability were in the previous year recognized as income over the life of the fixed assets. Pursuant to this change, a sum of Rs. 38.90 crore pertaining to earlier years was recognized as income during the previous year.

(c) Terms/rights attached to Equity Shares

The Company has issued only one class of Equity Shares having a Par Value of Rs. 1/- per share. Each holder of Equity Shares is entitled to one vote per share. The dividend proposed by the Board of Directors is subject to the approval of the shareholders in the ensuing Annual General Meeting.

During the year ended 31st March 2012, the amount of per share dividend recognized as distribution to equity shareholders was Rs. 1.25 per share of Face Value of Rs.1/- each (31st March 2011- Rs.12.50 per share of Face Value of Rs. 10/- each)

In the event of liquidation of the company, the holders of Equity Shares will be entitled to receive remaining assets of the company, after distribution of all preferential amounts. The distribution will be in proportion to the number of Equity Shares held by the Shareholders.

(e) In an earlier year, the Company issued 3,000 1.75% Foreign Currency Convertible Bonds (FCCB) with Face Value of U.S. $ 100,000 each aggregating to U.S. $ 300 million. The bondholders have an option to convert these Bonds into Equity Shares, at an initial conversion price of Rs.145.6125 per share at a fixed rate of exchange on conversion of Rs. 46.81 = U.S. $ 1.00, at any time on and after 31st December, 2009, up to 11th November, 2014. The conversion price is subject to adjustment in certain circumstances. The FCCB may be redeemed, in whole but not in part, at the option of the Company at any time on or after 20th November, 2011 subject to satisfaction of certain conditions. Unless previously converted, redeemed or repurchased and cancelled, the FCCB fall due for redemption on 21st November, 2014 at 109.47 percent of their principal amount together with accrued and unpaid interest.

The unutilized portion of FCCB has been invested in short term deposits with Bank.

During the year ended 31st March, 2012, the Company raised 1,500 crore through issue of Unsecured Perpetual Securities (the "Securities"). These Securities are perpetual in nature with no maturity or redemption and are callable only at the option of the Company. As these securities are perpetual in nature and ranked senior only to the Share Capital of the Company, these are considered to be in the nature of equity instruments, and are not classified as "Debt" and the distribution on such securities is not considered under "Interest".

Unless all arrears of distribution are fully paid to these Securities, the company shall not declare or pay any dividends or distributions or make any other payment on, or will procure that no dividend, distribution or other payment is made on any securities of the company ranking pari passu with, or junior to, the Securities, or redeem, reduce, cancel, buy- back or acquire for any consideration any security of the company ranking pari passu with, or junior to, the Securities.

f Security

The Debentures mentioned in (a) have been secured by a pari passu charge on Immovable properties at Takve Khurd of Taluka Mawal, District, Pune and Sub-District Mawal and first pari passu charge on movable fixed assets (excluding land and building) present and future 'except assets of all windmill projects, present and future.

g. The Debentures mentioned in (b) have been secured by a first charge on the assets of the wind farms situated at Samana and Gadag In Gujarat and Karnataka.

(i) The Debentures mentioned in (c) and (d) have been secured by a pari passu charge on (and In Village Takve Khurd (Maharashtra) and moveable and immovable properties in and outside Maharashtra.

(ii) The Debentures mentioned In (e) have been secured by land In Village Takve Khurd (Maharashtra), moveable and immovable properties in and outside Maharashtra, as also all transmission stations/lines, receiving stations and sub-stations in Maharashtra.

(iii) The loans from HDFC Bank, ICICI Bank and IDBI Bank, mentioned In (f), (g) and (h) respectively have been secured by a pari passu charge on all moveable "fixed Assets (excluding land and building), present and future (except assets of all wind projects both present and future) Including moveable machinery, machinery spares, tools and accessories.

(iv) The loans from Asian Development Bank and Industrial Renewable Energy Development Agency mentioned in (i) and respectively have been secured by a first charge on the tangible moveable properties, plant & machinery and immovable properties situated at Khandke, Brahmanvel in Maharashtra.

(v) The loans from Infrastructure Development Finance Limited mentioned in (k) have been secured by a charge on the moveable assets except assets of alt windmill projects present and future more particularly situated in and Samsna in Maharashtra, Karnataka and Gujarat.

vi). The loan from Export Import Bank of India mentioned in (I) has been secured by receivables (present and future), book debts and outstanding monies. (x) The loan mentioned in (m) has been secured by hypothecation of specific assets (vehicles) taken on finance lease.

Redemption

(i) The Debentures mentioned in (a) above are redeemable at par in fourteen annual installments of Rs.16 crore and one Installment of Rs.26 crore commencing from 18th September, 2011.

(ii) The Debentures mentioned in (b) above are redeemable at par in ten annual Installments of Rs.25 crore each and five annual installments of Rs. 20 crore each commencing from 23rd July, 2011.

(iii) The Debentures mentioned in (c) and (d) are redeemable at par at the end of 10 years from the respective dates of allotment viz., 25th April, 2018 and 20th June, 2018.

(iv) The Debentures mentioned in (e) are redeemable at premium In three installments amounting to Rs. 180 crore, Rs. 240 crore and Rs. 180 crore at the end of 9th, 10th and 11th year respectively from 18th October, 2004.

(v) The loan from HDFC Bank mentioned in (f) is redeemable at par In 36 quarterly installments of Rs. 7.50 crore each commencing from 1 st June 2010 and 4 quarterly installments of 7 82.50 crore each commencing from 30th June, 2020.

(vi) The loan from ICICI Bank mentioned In (g) Is redeemable at par In 16 quarterly Installments of Rs. 7.75 crore each commencing from 31st October, ."CIO, 4 quarterly installments of Rs. 5 crore each commencing from 31st October, 2014 and 4 quarterly installments of Rs. 1.50 crore ' each commencing from 31st October, 2015.

(vii) The loan from IDBI Bank of Rs. 300 crore mentioned in (h) is redeemable at par in 46 quarterly installments of Rs. 3.75 crore each commencing from 1st October, 2010 and one installment of Rs. 127.50 crore on 1st April, 2022 and,

The second loan from IDBI Bank of Rs. 400 crore mentioned in (h) is redeemable at par in 36 quarterly installments of Rs. 5 crore commencing from 1st April, 2011 and one installment of Rs. 220 crore on 1st April, 2020.

(viii) The loan from Asian Development Bank mentioned in (i) is redeemable at par in 26 semi-annual installments commencing from 15th December, 2007.

(ix) The loan from Industrial Renewable Energy Development Agency of Rs. 95 crore mentioned in (j) is redeemable at par In 26 semi-annual installments commencing from 15th December, 2007 and,

The second loan from Industrial Renewable Energy Development Agency of Rs. 450 crore mentioned in (j) is redeemable at par in 24 semi- annual installments of Rs. 14.63 crore each commencing from 30th June, 2012 and two semi-annual installments of 749.50 crore each j commencing from 30th June, 2024.

(x) The loan from Infrastructure Development Finance Company Limited of Rs. 250 crore mentioned in (k) is redeemable at par in 36 quarterly installments of Rs. 5 crore each commencing from 15th November, 2010 and four installments of Rs.17.50 crore commencing from 15th November, 2019 and,

The second loan from Development Finance Company Limited of Rs. 450 crore mentioned in (k) is redeemable at par in 35 quarterly installments of Rs. 5.65 crore each commencing from 1st October, 2009 and one installment of Rs. 252.25 crore commencing from 15th July, 2018 and, .

The third loan from Infrastructure Development Finance Limited of Rs. 150 crore mentioned in (k) is redeemable at par in 36 quarterly installments of Rs. 1.88 crore commencing from 15th May, 2010 and 4 quarterly installments of Rs. 20.63 crore commencing from 15th May, 2019 and,

The fourth loan from Infrastructure Development Finance Company Limited of Rs. 800 crore mentioned in (k) is redeemable at par in 40 quarterly installments of Rs. 15 crore commencing from 15th October, 2013 and 4 quarterly installments of Rs. 50 crore from 15th October, 2023.

(xi) The loan from Export Import Bank of India mentioned in (I) is redeemable at par in 19 semi-annual installments of USD 372,200 each commencing from 29th September, 2006.

(xii) 8.50% Euro Notes mentioned in (n) above is repayable fully on 19th August, 2017.

(xiii)The loans from ICICI Bank mentioned in (p) is redeemable at par in 10 annual installments commencing from 1st April, 2012.

(xiv) Sales Tax Deferral mentioned in (q) above is repayable fully in 2018.

Security

Cash credit from Banks is secured against first pari passu charge on all Current Assets including goods, book debts, receivables and other moveable Current Assets of the Company. The Cash Credit is repayable on demand and carries interest @ 11.10% to 12.85% p.a.

Buyer's line of Credit is secured against first pari passu charges on all Current Assets including goods, book debts, receivables and other moveable Current Assets of the Company.

** Includes amounts outstanding aggregating Rs. 0.83 crore (31st March, 2011- Rs.0.81 crore) for more than seven years pending legal cases.

2. In an earlier year, the Company had commissioned its 120 MW thermal power unit at Jojobera, Jharkhand. Revenue in respect of this unit is recognized on the basis of a draft Power Purchase Agreement prepared jointly by the Company and its customer which is pending finalization.

3. The Company has been legally advised that the Company is considered to be established with the object of providing infrastructural facilities and accordingly. Section 372A of the Companies Act, 1956 is not applicable to the Company.

4. (a) The Company has an investment in Tata Teleservices Limited (TTSL) of Rs. 735.48 crore (31st March, 2011- Rs. 735.48 crore).

Based on the accounts as certified by the TTSL Management for the year ended 31 st March, 2012, TTSL has accumulated losses which have significantly eroded its net worth. In the opinion of the Management, having regard to the long term nature of the business, there is no diminution other than temporary, in the value of the investment also considering the recent Hon'ble Supreme Court judgment cancelling the three (3) CDMA licenses pertaining to Jammu & Kashmir, Assam and North East Circles of TTSL.

(b) The Company has an investment in Haldia Petrochemicals Limited (HPL) of Rs. 22.50 crore (31st March, 2011- Rs. 22.50 crore). Based on the accounts for the year ended 31st March, 2011, HPL has accumulated losses which have significantly eroded its net worth. In the opinion of the Management, having regard to the long term nature of the business, there is no diminution other than temporary, in the value of the investment.

5. Micro and small enterprises under the Micro, Small and Medium Enterprises Development Act, 2006 have been determined based on the information available with the Company and the required disclosures are given below:

Dues to Micro and Small Enterprises have been determined to the extent such parties have been identified on the basis of information collected by the Management. This has been relied upon by the auditors.

@ Amounts unpaid to MSM vendors on account of retention money have not been considered for the purpose of interest calculation.

6. Capital commitments not provided for are estimated at Rs. 477.46 crore (31st March, 2011 - Rs. 903.72 crore)

7. Contingent Liabilities and Other Commitments (to the extent not provided for):

(a) Claims against the Company not acknowledged as debts aggregating to Rs. 234.66 crore (31st March, 2011-1:261.81 crore) consist mainly of the following:

(i) Octroi claims disputed by the Company aggregating to Rs. 5.03 crore (31st March, 2011 - Rs. 5.03 crore), in respect of control exemption claimed by the Company.

(ii) A Suit has been filed against the Company claiming compensation of Rs. 20.51 crore (31st March, 2011 - Rs. 20.51 crore) by way of damages for alleged wrongful disconnection of power supply and interest accrued thereon Rs. 107.68 crore (31st March, 2011 - Rs.103.37 crore).

(iii) Rates, Cess, Way Leave Fees, Entry tax and Duty claims disputed by the Company aggregating Rs. 68.90 crore (31st March, 2011 - Rs. 87.47 crore). In respect of certain dues as per the terms of an agreement, the Company has the right to claim reimbursement from a third party.

(iv) Other claims against the Company not acknowledged as debts Rs. 32.54 crore (31st March, 2011 - Rs. 45.43 crore).

(v) Amounts in respect of employee related claims/disputes, regulatory matters is not ascertainable.

No cash flow in respect of the above items is expected in the near future.

(b) Taxation matters for which liability, relating to issues of deductibility and taxability, is disputed by the Company and provision is not made (computed on the basis of assessments which have been re-opened and assessments remaining to be completed) Rs. 113.85 crore (including interest and penalty demanded Rs. 6.31 crore) [(31st March, 2011 - Rs.63.72 crore) (including interest and penalty demanded Rs.15.19 crore)].

No Cash flow in respect of the above items is expected in the near future.

(ii) In terms of the Sponsor Support agreement entered into between the Company, Coastal Gujarat Power Limited (CGPL) and lenders of CGPL, the Company has undertaken to provide support by way of base equity contribution to the extent of 25% of CGPL's project cost and additional equity or subordinated loans to be made or arranged for, if required as per the financing agreements to finance the project. The sponsor support also includes support by way of additional equity for any overrun in project costs and Debt Service Reserve Guarantee as provided under the financing agreements. The support will cease on the date of "financial completion" as defined under the relevant financing agreements. Further, CGPL has entered into Agreements with the Company, (i) for Additional Subordinated Loan to the extent of U.S. $ 50 million (equivalent to Rs. 200.00 crore at a fixed rate of exchange of Rs.40.00 = U.S. $ 1.00) and (ii) for Additional Subordinated Loans to the extent of Rs. 1,600.00 crore. In accordance with these agreements the Company has provided total Additional Subordinated Loans of Rs. 212.31 crore (31st March, 2011 - Rs. 200.00 crore) to CGPL. Both the loans would be repaid in accordance with the conditions of the Subordination and Hypothecation Agreements either out of additional equity to be infused by the Company or out of the balance Indian rupee term loans receivable by CGPL in future period, after the fulfillment of conditions in the Coal Supply and Transportation Agreements Completion Date (CSTACD) agreement.

The accrued interest as at 31st March, 2012 aggregating to Rs. 36.57 crore (31st March, 2011 - Rs.21.06 crore) on Additional Subordinated Loans shall be payable subject to fulfillment of conditions in Subordination Agreement and Coal Supply and Transportation Agreements Completion Date (CSTACD) agreement.

(d) In respect of NELCO Limited, the Company has undertaken to arrange for the necessary financial support to NELCO Limited in the form of interim short term funding for meeting its business requirements.

(e) The Company has undertaken to arrange for the necessary financial support to its Subsidiary Companies KIL and BHIL.

(f) In respect of the Standby Charges dispute with Reliance Infrastructure Ltd. (R-lnfra) for the period from 1st April, 1999 to 31st March, 2004, the Appellate Tribunal of Electricity (ATE), set aside the MERC Order dated 31st May, 2004 and directed the Company to refund to R-lnfra as on 31st March, 2004, Rs. 354.00 crore (including interest of Rs. 15.14 crore) and pay interest at 10% per annum thereafter. As at 31st March, 2012 the accumulated interest was Rs. 173.56 crore (31st March, 2011 - Rs. 162.36 crore) (Rs. 11.20 crore for the year ended 31st March, 2012). On appeal, the Hon'ble Supreme Court vide its Interim Order dated 7th February, 2007, has stayed the ATE Order and in accordance with its directives, the Company has furnished a bank guarantee of the sum of Rs. 227.00 crore and also deposited Rs. 227.00 crore with the Registrar General of the Court which has been withdrawn by R-lnfra on furnishing the required undertaking to the Court. The said deposit has been accounted as "Long term Security Deposits".

Further, no adjustment has been made for the reversal in terms of the ATE Order dated 20th December, 2006 of Standby Charges credited in previous year's estimated at Rs. 519.00 crore, which will be adjusted, wholly by a withdrawal/set off from certain Statutory Reserves as allowed by MERC. No provision has been made in the accounts towards interest that may be finally determined as payable to R-lnfra. Since 1st April, 2004, the Company has accounted Standby Charges on the basis determined by the respective MERC Tariff Orders.

The Company is of the view, supported by legal opinion, that the ATE's Order can be successfully challenged and hence, adjustments, if any, including consequential adjustments to the Deferred Tax Liability Fund and the Deferred Tax Liability Account will be recorded by the Company on the final outcome of the matter.

(g) MERC vide its Tariff Order dated 11th June, 2004, had directed the Company to treat the investment in its wind energy project as outside the Mumbai Licensed Area, consider a normative debt equity ratio of 70:30 to fund the Company's fresh capital investments effective 1st April, 2003 and had also allowed a normative interest charge @ 10% p.a. on the said normative debt. The change to the Clear Profit and Reasonable Return (consequent to the change in the capital base) as a result of the above mentioned directives for the period upto 31st March, 2004, has been adjusted by MERC from the Statutory Reserves along with the disputed Standby Charges referred to in Note 32(f) above. Consequently, the effect of these adjustments would be made with the adjustments pertaining to the Standby Charges dispute as mentioned in Note 32(f) above.

(h) In an earlier year, in terms of the agreements entered into between Tata Teleservices Ltd. (TTSL), Tata Sons Ltd. (TSL) and NTT DoCoMo, Inc. of Japan (Strategic Partner-SP), the Company was given by TSL an option to sell 2,72,82,177 equity shares in TTSL to the SP, as part of a secondary sale of 25,31,63,941 equity shares effected along with a primary issue of 84,38,79,801 shares by TTSL to the SP. Accordingly, in an earlier year the Company had realized Rs. 316.72 crore on sale of these shares resulting in a profit of Rs. 255.62 crore.

If certain performance parameters and other conditions are not met by TTSL by 31st March, 2014 and should the SP decide to divest its entire shareholding in TTSL, acquired under the primary issue and the secondary sale and should TSL be unable to find a buyer for such shares, the Company is obligated to acquire the shareholding of the SP, at the higher of fair value or 50 percent of the subscription purchase price, subject to compliance with applicable control regulations, in proportion of the number of shares sold by the Company to the aggregate of the secondary shares sold to the SP, or if the SP divests the shares at a lower price pay a compensation representing the difference between such lower sale price and the price referred to above.

Further, in the event of breach of the representations and warranties (other than title and tax) and covenants not capable of specific performance, the Company is liable to reimburse TSL, on a pro-rata basis, upto a maximum sum of Rs. 409.51 crore.

The exercise of the option by SP being contingent on several variables, the liability if any, is considered by Management to be remote and indeterminable.

(i) In accordance with the terms of the Share Purchase Agreement and the Shareholder's Agreement entered into by Pantone Finevest Ltd. (PFL), an associate of the Company, with the Government of India, PFL has contractually undertaken a "Surplus Land" obligation including agreeing to transfer 45% of the share capital of the Resulting Company, at Nil consideration, to the Government of India and other selling shareholders upon Demerger of the Surplus Land by Tata Communication Limited (TCL).The Company has till date acquired 1,34,22,037 shares of TCL from PFL. The Company would be entitled to be allotted 4.71% of the share capital of the Resulting Company based on its holding of 1,34,22,037 shares of TCL. The Company has undertaken to PFL to bear the "Surplus Land" obligation pertaining to these shares.

(j) The Company has a long term investment of Rs. 4,112.08 crore (including advance towards equity) (31st March, 2011 - Rs. 3,172.50 crore) and has extended loans amounting to Rs. 248.88 crore (including interest accrued) (31st March, 2011 Rs. 221.06 crore) to Coastal Gujarat Power Limited (CGPL) a wholly owned subsidiary of the Company which is implementing the 4000 MW Ultra Mega Power Project at Mundra ("Mundra UMPP").

CGPL has agreed to not charge escalation on 55 percent of the cost of coal in terms of the 25 year power purchase agreement relating to the Mundra UMPP. As a result of the changes in the fuel prices, CGPL's Management has assessed the recoverability of the carrying amount of the assets under construction at Mundra as of 31st March, 2012 of Rs. 16,366.50 crore and concluded that the cash flows expected to be generated (on completion of construction and commencement of commercial operations) over the useful life of the asset of 40 years would not be sufficient to recover the carrying amount of such assets and has therefore recorded in CGPL's books as at 31st March, 2012, a provision for an impairment loss of Rs. 1,800.00 crore.

In estimating the future cash flows. Management has, based on externally available information, made certain assumptions relating to the future fuel prices, future revenues, operating parameters and the asset's useful life which Management believes reasonably reflects the future expectation of these items. In view of the estimation uncertainties, the assumptions will be monitored on a periodic basis and adjustments will be made if external conditions relating to the assumptions indicate that such adjustments are appropriate.

The Company's investments in Indonesian coal companies through its wholly owned subsidiaries, Bhira Investments Limited and Khopoli Investments Limited, were made to secure long term coal supply. The Management believes that cash inflows (in the nature of profit distribution) from these investments from an economic perspective provide protection from the risk of price volatility on coal to be used in power generation in CGPL, to the extent not covered by price escalations. In order to provide protection to CGPL and to support its cash flows, the Management has committed to a future restructuring under which the Company will transfer at least 75 percent of its equity interests in the Indonesian coal companies to CGPL, subject to receipt of regulatory and other necessary approvals which are being pursued and will also evaluate other alternative options.

Having regard to the overall returns expected from the Company's investment in CGPL, including the proposed future restructuring no provision for diminution in value of long term investment in CGPL is considered necessary as at 31st March, 2012.

(k) Uncalled liability on partly paid up shares Rs. 13.33 crore (31st March, 2011 - Rs. 31.03 crore).

8. (a) During the year, the Company has provisionally determined the Statutory Appropriations and the adjustments to be . made on Annual Performance Review as stipulated under the Multi Year Tariff Regulations, 2011 for its operations in respect of the Mumbai Licensed Area.

(b) During the year, Jharkhand State Electricity Regulatory Commission (JSERC) for financial year 2011-12 has determined the Annual Revenue Requirement (ARR) for Units 2 and 3 at Jojobera by treating the entire capacity as regulated under JSERC (Terms and Conditions for Determination of Generation Tariff) Regulations, 2010. The Company, on the basis of legal opinions obtained, has appealed against the disallowances/deviations at the Appellate Tribunal for Electricity (ATE), pending disposal of which, a sum of Rs. 34.16 crore has been accrued as revenue for the year ended 31st March, 2012.

(c) During the year, the Maharashtra Electricity Regulatory Commission (MERC) has completed truing-up for the financial years 2009-10 and 2010-11 and has accordingly issued Tariff Orders. In these Tariff Orders, it has disallowed certain claims made by the Company amounting to Rs. 86.00 crore and Rs. 55.00 crore respectively. The Company intends to appeal to the Appellate Tribunal for Electricity (ATE) against these disallowances. Based on the earlier favorable ATE Order on similar matters, the Company is confident of ATE allowing its claims and accordingly, the above disallowances have not been recognized in the financial results.

(d) In the previous year, ATE in its Order dated 15th February, 2011, had upheld amongst others the Company's claim towards entitlement of carrying cost in respect of truing-up done by MERC for financial years 2004-05 and 2005-06. Accordingly, the Company had accounted for an amount of X 86.00 crore as its entitlement of carrying cost in the books during the previous year. Consequent to the truing-up Orders issued by MERC for the financial years 2009-10 and 2010-11 during the year ended 31st March, 2012, an additional amount of Rs. 65.00 crore has been booked.

9. In the matter of claims raised by the Company on R-lnfra, towards (i) the difference in the energy charges for the period March 2001 to May 2004 and (ii) for minimum off-take charges of energy for the period 1998 to 2000, MERC has issued an Order dated 12th December, 2007 in favour of the Company. The total amount payable by R-lnfra, including interest, is estimated to be Rs. 323.87 crore as on 31st December, 2007. ATE in its Order dated 12th May, 2008 on appeal by R-lnfra, has directed R-lnfra to pay the difference in the energy charges amounting to Rs. 34.98 crore for the period March 2001 to May 2004. In respect of the minimum off-take charges of energy for the period 1998 to 2000 claimed by the Company from R-lnfra, ATE has directed MERC that the issue be examined afresh and after the decision of the Hon'ble Supreme Court in the Appeals relating to the distribution license and rebates given by R-lnfra. The Company and R-lnfra had filed appeals in the Hon'ble Supreme Court. The Hon'ble Supreme Court, vide its Order dated 14th December, 2009, has granted stay against ATE Order and has directed R-lnfra to deposit with the Hon'ble Supreme Court, a sum of Rs. 25.00 crore and furnish bank guarantee of Rs. 9.98 crore. The Company had withdrawn the above mentioned sum subject to an undertaking to refund the amount with interest, in the event the Appeal is decided against the Company. On grounds of prudence, the Company has not recognized any income arising from the above matters.

10. Employees Benefits:

(a) In an earlier year, the Company had adopted Accounting Standard 15 (AS-15) (Revised 2005) - 'Employee Benefits'. This had resulted in a transitional liability (net) of Rs.61.70 crore as at 1st April, 2007. In accordance with the transitional provisions of the Accounting Standard, the Company had decided to charge the transitional liability as an expense over a period of 5 years and accordingly, Rs. 2.28 crore (31st March, 2011 - Rs. 22.40 crore) has been recognized as an expense for the year under item 1 of Note "24" and balance amount of Rs. Nil (31st March, 2011 - Rs. 2.28 crore) is the unrecognized transitional liability as at 31st March, 2012.

(b) The Company makes contribution towards provident fund and superannuation fund to a defined contribution retirement benefit plan for qualifying employees. The provident fund is administered by the Trustees of Tata Power Consolidated Provident Fund and the Superannuation Fund is administered by the Trustees of Tata Power Superannuation Fund. Under the Schemes, the Company is required to contribute a specified percentage of salary to the retirement benefit schemes to fund the benefit.

The Rules of the Company's Provident Fund administered by a Trust require that if the Board of Trustees are unable to pay interest at the rate declared by the Central Government under para 60 of the Employees' Provident Fund Scheme, 1952, then the shortfall shall be made good by the Company. Having regard to the assets of the fund and the return on the investments, the Company does not expect any shortfall in the foreseeable future.

On account of defined contribution plans, a sum of Rs. 26.99 crore (31st March, 2011 - Rs.29.69 crore) has been charged to the Statement of Profit and Loss.

(c) The Company operates the following unfunded/funded defined benefit plans:

Unfunded:

(i) Ex-Gratia Death Benefits

(ii) Retirement Gifts

(iii) Post Retirement Medical Benefits and

(iv) Pension

Funded:

(i) Gratuity

(d) The actuarial valuation of the present value of the defined benefit obligation has been carried out as at 31st March, 2012. The following tables set out the amounts recognized in the financial statements as at 31st March, 2012 for the above mentioned defined benefit plans:

(i) Net employee benefit expense (recognized in employee cost) for the year ended 31st March, 2012:

During the year the Company has paid Rs.40.00 crore to Tata Power Gratuity Fund. Of the payment of Rs.40.00 crore, Rs. 15.00 crore towards the current year liability and 125.00 crore towards the Opening Liability. The balance of the Opening Liability to be funded over a period of 4 years and hence previous year's figures are not applicable to the Company.

- Discount rate is based on the prevailing market yields of Indian Government Securities as at the Balance Sheet date for the estimated term of the obligation.

- The estimates of future salary increases, considered in actuarial valuation, take account of the inflation, seniority, promotion and other relevant factors.

(vi) The contribution expected to be made by the Company during the financial year 2012-13 has not been ascertained.

11. In respect of the contracts pertaining to the Strategic Electronics Business and Project Management Services, disclosures required as per AS-7 (Revised) are as follows:

(a) Contract revenue recognized as revenue during the year Rs. 310.74 crore (31st March, 2011 - Rs. 163.26 crore).

(b) In respect of contracts in progress -

(i) The aggregate amount of costs incurred and recognized profits upto 31st March, 2012 - Rs. 254.50 crore (31st March, 2011- Rs.759.94 crore).

(ii) Advances and progress payments received as at 31st March, 2012 - Rs. 313.01 crore (31st March, 2011 - Rs.244.24 crore).

(iii) Retention money included as at 31st March, 2012 in Sundry Debtors - Rs. 12.46 crore (31st March, 2011 - Rs.8.39 crore)

(c) (i) Gross amount due to customers for contract work as a liability as at 31st March, 2012 - Rs. 219.45 crore (31st March, 2011 - Rs. 181.49 crore).

(ii) Gross amount due from customers for contract work as an asset as at 31st March, 2012 - Rs. 99.32 crore (31st March, 2011- f66.63 crore).

12. (a) Total number of electricity units sold and purchased during the year as certified by Management - 15,240 MUs (31st March, 2011 - 16,060 MUs) and 1,042 MUs (31st March, 2011 -1,510 MUs).

The above loans and advances are long term in nature.

** Excluding interest accrued.

### Right to convert to equity and sub-ordinate loan.

& Provided for.

Note: Previous year's figures are in italics.

13. Derivative instruments and unheeded foreign currency exposures:

(i) Derivative instruments:

The following derivative positions are open as at 31st March, 2012. These transactions have been undertaken to act as economic hedges for the Company's exposures to various risks in foreign exchange markets and may/may not qualify or be designated as hedging instruments. The accounting for these transactions is stated in Note 2.1 (o) and 2.1 (p). Forward exchange contracts (being derivative instrument), which are not intended for trading or speculative purposes but for hedge purposes to establish the amount of reporting currency required or available at the settlement date of certain payables and receivables.

14. The Revised Schedule VI has become effective from 1st April, 2011 for the preparation of financial statements. This has significantly impacted the disclosure and presentation made in the financial statements. Previous year's figures have been regrouped/reclassified wherever necessary to correspond with the current year's classification/disclosure. Figures below Rs. 50,000 are denoted by

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PMEAC projected 6.4% growth in India's GDP for FY 2013-14. Is it attainable?